Jonathan Katz

Results: 377



#Item
361Tender offer / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Williams Act / Financial regulation / Business / Takeover / Securities Exchange Act / Corporate finance / Mergers and acquisitions / United States securities law

February 21, 2006 Via email: [removed] Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Attention: Jonathan G. Katz, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2006-02-22 10:08:49
362Self-regulatory organization / Regulation / NASDAQ OMX Group / Public administration / Law / Government / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission

I N T E R N A T I O N A L . S E C l d R l T I E B EXCHAIGGE. November 3,2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2005-11-03 16:04:09
363Education / Art education / California Institute of the Arts / Education in the United States

The Business of State Arts Agencies Plenary Session Opening Statement by Jonathan Katz NASAA Annual Meeting

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Source URL: www.nasaa-arts.org

Language: English - Date: 2010-03-24 20:25:25
364Financial services / Common law / Equity / Fiduciary / Investment Advisers Act / Financial adviser / Mortgage broker / Franchising / Registered Investment Advisor / Law / Business / Finance

March 11, 2005 BY ELECTRONIC MAIL ([removed]) Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW, Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-03-14 16:17:08
365Equity / Fiduciary / Registered Investment Advisor / Investment Advisor / Financial adviser / Investment Advisers Act / Uberrima fides / Investment Adviser Association / Personal fiduciary services / Law / Finance / Common law

JOSEPH CAPITAL MANAGEMENT, LLC A FEE O N LY IN V E STM EN T A D V ISO R Y FIR M March 8, 2005 Chairman and the Commissioners, S.E.C. c/o Jonathan G. Katz, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2005-03-09 14:29:05
366Accounting software / XBRL / Auditing / XBRL assurance / XBRLS / Accountancy / Business / Finance

November 18, 2004 Mr. Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C[removed]Re: File Number S7-35-04

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Source URL: www.sec.gov

Language: English - Date: 2004-11-19 15:28:18
367Internal Revenue Code / Pension / Employment compensation / Employee Retirement Income Security Act / Financial services / Custodian bank / Fiduciary / 403 / Defined benefit pension plan / Investment / Financial economics / Economics

September 7, 2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-09-09 15:07:49
368Finance / United States federal banking legislation / Financial services / Short selling / Fiduciary / Broker-dealer / Short / U.S. Securities and Exchange Commission / Federal Reserve System / Law / Financial economics / Financial markets

September 1, 2004 Jonathan G. Katz, Secretary The Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]Re: Regulation B Proposal Governing Broker Exceptions for Banks

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Source URL: www.sec.gov

Language: English - Date: 2004-09-09 15:08:01
369United States securities law / Financial services / Financial regulation / Financial markets / Registered Investment Advisor / Investment Advisers Act / U.S. Securities and Exchange Commission / Financial adviser / Self-regulatory organization / Financial economics / Finance / Business

February 11, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2005-02-14 15:24:32
370New York City / Regulation NMS / U.S. Securities and Exchange Commission / Investment / Stock exchange / New York Stock Exchange / Economy of the United States / Economy of New York City / NASDAQ

REGIS CORPORATION 7201 METRO BOULEVARD MINNEAPOLIS, MN[removed]7777 FAX[removed]March 19,2004 Jonathan G. Katz

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Source URL: www.sec.gov

Language: English - Date: 2004-03-25 14:19:50
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